Article 151. Securities registration and settlement organizations shall supply the list of securities owners and other relevant information to the securities issuers.

第一百五十一条证券登记结算机构应当向证券发行人提供证券持有人名册及其有关资料。

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Some observers say there is a conflict of interest, as the issuers of securities pay the agencies to rate them.

一些观察员宣称存在一个利益冲突，证券发行者贿赂了估价的机构人员。

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A key criticism is that the issuers themselves must pay the credit ratings agencies to rate their securities.

对信用评级流程抨击的一个关键点是必须由发行人付费给信用评级机构请其为自己的有价证券进行评级。

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Delaware granted securities issuers and their transfer agents extensions to try to re-establish contact with shareholders who hadn't been in touch about their accounts for three years.

WSJ: State Governments Eye 'Inactive' Broker Accounts

It is true the ratings agencies dealt with a much smaller universe of mortgage-backed securities issuers and wanted to make sure they kept getting a stream of deals, Hill said.

FORBES: Suing S&P Won't Cure The Problem Of Relying On Ratings Agencies

The Court denied certiorari on May 14, but by that time, securities issuers like the petitioner in that case, Bulldog Investors, had a new, and improbable, champion for its speech rights Congress.

FORBES: Connect